Practice Areas: Corporate and Securities Group

The corporate and securities group at Herzfeld & Rubin, P.C. is comprised of seasoned corporate attorneys with decades of experience advising clients on a wide range of corporate matters, including securities offerings, bank financings, acquisitions, investments, commercial agreements and regulatory compliance involving parties from around the globe.

We regularly represent small to mid-sized companies, controlling shareholders and investors in acquisitions and divestitures, minority-stake investments and succession planning for family-owned businesses. In addition, we structure and negotiate joint ventures and strategic alliances as well as offer advice on a wide range of commercial agreements such as employment contracts, licensing agreements and distribution agreements. We also provide general corporate advice and have the ability to act as “outside general counsel” to small and mid-sized companies, advising on a wide range of legal matters and coordinating representation by specialist law and accounting firms and other service providers.

In the securities arena, we represent issuers, underwriters, investors and financial intermediaries in a broad array of public and private transactions and securities compliance matters. The members of the practice have decades of collective experience representing clients through all stages of capital formation. Please click here for more information about our securities practice.

A particular advantage of the corporate and securities group at Herzfeld & Rubin is the ability to call upon the members of other practice groups within the firm, including tax, real estate, litigation and intellectual property in order to provide an integrated approach to addressing clients’ business needs.

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